A client emails her agent asking for general investment advice. The agent suggests a stock not registered in the state. The client later asks to buy that stock. Does the unsolicited order exemption apply?

1. ANo, because the agent recommended the stock.✓ Correct answer
2. BYes, because the client initiated the purchase request.
3. CYes, only if the agent's recommendation was general, not specific.
4. DNo, unless the client is an institutional investor.

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