A junior banker at William Blair assists in structuring a municipal bond issue and attends meetings with institutional buyers, but does not solicit or accept orders. The Administrator would:

1. ARequire her to register as an agent, because she attends deal meetings.
2. BNot require her to register, as she does not effect transactions.✓ Correct answer
3. CRequire her to register only if she is paid a bonus tied to bond sales.
4. DRequire her to register if she distributes bond prospectuses at meetings.

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