Two agents servicing the same account independently execute frequent trades, each claiming the other is responsible. Under the USA, which action is LEAST likely for the Administrator to take?

1. AInitiate an investigation of both agents
2. BHold only the broker-dealer responsible✓ Correct answer
3. CPossibly discipline both agents
4. DReview the commission structure as a contributing factor

Reading one answer is not the same as being ready

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