Series 63 practice questioneasyRegistration Methods
Under the Uniform Securities Act, which of the following is NOT a method of registering securities at the state level?
- ARegistration by coordination
- BRegistration by filing (also called notification)
- CRegistration by qualification
- DRegistration by declaration✓ Correct answer
Explanation
Why D — Registration by declaration
The three methods under the Uniform Securities Act are registration by filing (also called notification), registration by coordination, and registration by qualification. Registration by declaration is not a state registration method.
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