Series 63 practice questioneasyCriminal Penalties—Standard of Proof
What is the required standard of proof for a criminal conviction under the Uniform Securities Act?
- APreponderance of the evidence
- BBeyond a reasonable doubt✓ Correct answer
- CClear and convincing evidence
- DProbable cause
Explanation
Why B — Beyond a reasonable doubt
Criminal convictions under the USA, like all criminal matters, require proof beyond a reasonable doubt. Preponderance and clear and convincing standards are used in civil, not criminal, actions.
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