Series 63 practice questionhardJudicial Review—Record Transmission
When a petition for judicial review is filed, the Administrator must:
- ATransmit the entire administrative record to the reviewing court✓ Correct answer
- BSend only a summary of the proceedings
- CDelete confidential documents from the record
- DCease all enforcement actions automatically
Explanation
Why A — Transmit the entire administrative record to the reviewing court
Section 413 requires the entire record be sent to the court. Only summaries or redactions are not allowed; court review does not halt enforcement unless so ordered.
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