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Series 63: Remedies & Administrative Provisions
Series 63 practice questioneasySummary vs Non-Summary Actions

Which of the following best distinguishes a summary suspension from a non-summary suspension?

  1. ASummary suspensions take effect before a hearing; non-summary suspensions require a hearing before taking effect.✓ Correct answer
  2. BSummary suspensions always last longer.
  3. CNon-summary suspensions can be issued without notice.
  4. DThere is no difference; both require a hearing before becoming effective.
Explanation

Why ASummary suspensions take effect before a hearing; non-summary suspensions require a hearing before taking effect.

Summary orders are effective immediately, subject to later hearing, while non-summary actions require prior notice and hearing opportunity. B, C, and D are inconsistent with USA Section 407.

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