Series 63 practice questionmediumAdministrator Notice—Service Mechanics
Which of the following is LEAST likely to constitute valid service of process by the Administrator under the USA?
- AMailing the notice to the address on the consent to service
- BProviding personal delivery to the designated agent for service
- CEmailing the notice without prior consent to electronic service✓ Correct answer
- DDelivering notice as stipulated by state statute
Explanation
Why C — Emailing the notice without prior consent to electronic service
C is correct: Service by email is not valid unless specifically consented to. A, B, and D are standard service methods under USA §414.
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