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Series 7: Investment Information & Recommendations
Series 7 practice questionmediumMargin Accounts — Long Margin

A client purchases $80,000 of stock on margin, depositing the Reg T requirement. What is the debit balance in the account?

  1. A$20,000
  2. B$30,000
  3. C$40,000✓ Correct answer
  4. D$60,000
Explanation

Why C$40,000

Under Reg T's 50% requirement, the client deposits $80,000 x 50% = $40,000 in equity. The debit balance (amount borrowed from the broker) is $80,000 - $40,000 = $40,000. The relationship is: Market Value = Equity + Debit Balance, or $80,000 = $40,000 + $40,000. The client pays interest on the $40,000 debit balance.

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