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Series 7: Investment Information & Recommendations
Series 7 practice questionmediumMargin Accounts — Short Margin

A client sells short 1,000 shares at $30 per share, depositing the Reg T requirement. What is the credit balance?

  1. A$15,000
  2. B$30,000
  3. C$45,000✓ Correct answer
  4. D$60,000
Explanation

Why C$45,000

Short sale proceeds = 1,000 x $30 = $30,000. Reg T deposit = 50% x $30,000 = $15,000. Credit balance = Short sale proceeds + Reg T deposit = $30,000 + $15,000 = $45,000. The credit balance remains constant (unlike long accounts where the debit balance is fixed). Equity = Credit balance - Market value = $45,000 - $30,000 = $15,000 (50%).

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