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Series 7: Investment Information & Recommendations
Series 7 practice questionhardMargin Accounts — Maintenance Margin

A long margin account has a debit balance of $40,000. At what market value will the client receive a maintenance margin call (assuming the 25% minimum)?

  1. A$50,000
  2. B$53,333✓ Correct answer
  3. C$60,000
  4. D$46,667
Explanation

Why B$53,333

A maintenance call occurs when equity falls to 25% of market value. At the trigger point: Equity = 25% x MV, and Equity = MV - Debit Balance. So: MV - $40,000 = 0.25 x MV. Solving: 0.75 x MV = $40,000. MV = $40,000 / 0.75 = $53,333. At a market value of $53,333, equity would be $53,333 - $40,000 = $13,333, which is exactly 25% of $53,333. Below this level, a margin call is triggered.

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