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Series 7: Investment Information & Recommendations
Series 7 practice questionhardCMOs — Z-Tranche

A Z-tranche (accrual tranche) in a CMO is characterized by:

  1. AReceiving the first principal payments in the structure
  2. BBeing guaranteed by the US government against default
  3. CHaving a floating interest rate that adjusts monthly
  4. DReceiving no interest or principal payments until all other tranches are retired, with interest accruing and added to the principal balance✓ Correct answer
Explanation

Why DReceiving no interest or principal payments until all other tranches are retired, with interest accruing and added to the principal balance

The Z-tranche (also called the accrual tranche) receives no cash payments until all prior tranches have been retired. During this period, interest accrues and is added to the Z-tranche's principal balance (similar to a zero-coupon bond). Once all other tranches are paid off, the Z-tranche begins receiving both principal and the accumulated accrued interest. Z-tranches have the longest average life and greatest interest rate sensitivity.

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