🏦LTB
Series 7: Investment Information & Recommendations
Series 7 practice questionhardTax Implications — Capital Gains

An investor has the following results for the year: $8,000 short-term capital gain, $3,000 short-term capital loss, $2,000 long-term capital gain, and $12,000 long-term capital loss. What is the tax treatment?

  1. ANet $5,000 capital loss; deduct $3,000 and carry forward $2,000✓ Correct answer
  2. BNet $5,000 capital loss; deduct all $5,000
  3. CNet $3,000 capital gain
  4. DNet $5,000 capital loss; deduct $5,000 against ordinary income
Explanation

Why ANet $5,000 capital loss; deduct $3,000 and carry forward $2,000

Step 1: Net short-term: $8,000 gain - $3,000 loss = $5,000 net STCG. Step 2: Net long-term: $2,000 gain - $12,000 loss = -$10,000 net LTCL. Step 3: Net across categories: $5,000 STCG - $10,000 LTCL = -$5,000 net capital loss. Only $3,000 of capital losses can be deducted against ordinary income per year. The remaining $2,000 carries forward to the next tax year.

Turn it into reps

Reading one answer is not the same as being ready

Lucky the Banker is a free practice app with 755+ Series 7 questions, weak-area tracking, and timed mock exams. No credit card, no paywall.

Related Investment Information & Recommendations questions