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Series 7: Investment Information & Recommendations
Series 7 practice questionhardOptions — Index Option Settlement

An investor holds 1 OEX (S&P 100) 2100 call. At expiration, the index closes at 2135. What cash settlement does the investor receive?

  1. A$350
  2. B$35,000
  3. C$35
  4. D$3,500✓ Correct answer
Explanation

Why D$3,500

The in-the-money amount is 2135 - 2100 = 35 index points. Each index point is worth $100 for standard index options. Cash settlement = 35 x $100 = $3,500. Index options are always settled in cash — no stocks are delivered. The investor receives $3,500 minus the premium originally paid to determine profit.

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