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Series 7: Investment Information & Recommendations
Series 7 practice questionhardOptions — Adjustments for Odd Stock Splits

An investor holds 1 XYZ Jul 90 call. XYZ announces a 3-for-2 stock split. After the adjustment, the investor will hold:

  1. A1 XYZ Jul 60 call covering 150 shares✓ Correct answer
  2. B1.5 XYZ Jul 60 calls covering 100 shares each
  3. C1 XYZ Jul 90 call covering 150 shares
  4. D3 XYZ Jul 60 calls covering 100 shares each
Explanation

Why A1 XYZ Jul 60 call covering 150 shares

For odd stock splits (like 3-for-2), the OCC adjusts the strike price by dividing by the split ratio and adjusts the number of shares per contract. Strike: $90 / 1.5 = $60. Shares per contract: 100 x 1.5 = 150 shares. The number of contracts remains 1. The total position value is preserved.

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