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Series 7: Investment Information & Recommendations
Series 7 practice questionhardOptions — Tax Treatment of Covered Calls

An investor who writes a deep in-the-money covered call on stock held for 10 months may face which tax consequence?

  1. AThe holding period for long-term capital gains is suspended or restarted✓ Correct answer
  2. BThe premium is taxed as ordinary income immediately
  3. CNo tax consequence until the option expires
  4. DThe call premium is added to the cost basis of the stock
Explanation

Why AThe holding period for long-term capital gains is suspended or restarted

Writing a deep in-the-money covered call on stock not yet held for the long-term holding period can toll (suspend) or restart the holding period. This is a qualified covered call rule designed to prevent investors from locking in short-term gains while writing deep ITM calls to defer recognition. The stock may lose its long-term holding period status.

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