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Series 7: Investment Information & Recommendations
Series 7 practice questionmediumRetirement Plans 380

Taking a distribution from a retirement account before age 59½ usually results in:

  1. Acapital gains treatment only
  2. Bordinary income tax and potentially a 10% penalty unless an exception applies✓ Correct answer
  3. Cno tax if reinvested in common stock
  4. Dautomatic AMT exemption
Explanation

Why Bordinary income tax and potentially a 10% penalty unless an exception applies

Early retirement distributions are generally taxable as ordinary income and may be subject to a 10% additional tax. Various exceptions exist, but the default rule is tax plus penalty.

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