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Series 79: Collection, Analysis & Evaluation of Data
Series 79 practice questionmediumPro Forma Financial Statements

An investment banker is preparing pro forma financial statements for a proposed merger. Which of the following adjustments would NOT typically be included?

  1. AElimination of intercompany transactions
  2. BAddition of expected cost synergies from headcount reductions
  3. CAdjustment for the acquirer's stock price movement after deal announcement✓ Correct answer
  4. DAccounting for purchase price allocation including goodwill creation
Explanation

Why CAdjustment for the acquirer's stock price movement after deal announcement

Pro forma financial statements in M&A reflect the combined entity's expected financial performance including synergies, purchase price allocation (goodwill, intangible asset step-ups), elimination of intercompany transactions, and new financing costs. Post-announcement stock price movements are not incorporated into the pro forma because they are speculative and do not represent agreed-upon transaction terms. The pro forma is based on the deal terms as negotiated.

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