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Series 79: M&A, Tender Offers & Restructuring
Series 79 practice questionmediumManagement Buyouts

The board of a public company is evaluating an MBO proposal from its CEO backed by a PE firm. What is the primary governance concern?

  1. AThe CEO may lack the financial resources to complete the buyout
  2. BManagement has an inherent conflict of interest because it possesses superior information and is on both sides of the transaction✓ Correct answer
  3. CMBOs always result in lower valuations for the company
  4. DPE firms cannot legally participate in MBO transactions
Explanation

Why BManagement has an inherent conflict of interest because it possesses superior information and is on both sides of the transaction

The primary concern in an MBO is the inherent conflict of interest: management has a fiduciary duty to maximize value for shareholders while simultaneously acting as the buyer seeking the lowest possible price. Management also possesses asymmetric information about the company's true value and prospects. To mitigate these conflicts, best practice requires the formation of an independent special committee of disinterested directors to evaluate and negotiate the transaction on behalf of public shareholders.

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