Series 79 practice questionmediumGoing-Private Transactions
Under Rule 13e-3, which filing is the acquiring affiliate required to make in a going-private transaction?
- ASchedule 13D
- BSchedule TO
- CForm S-4
- DSchedule 13E-3✓ Correct answer
Explanation
Why D — Schedule 13E-3
Rule 13e-3 requires the filing of Schedule 13E-3 for going-private transactions involving affiliates. The trap is confusing this with Schedules 13D or TO, which have different purposes.
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