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SIE: Equity Securities
SIE practice questionmediumWarrants

A company issues warrants with a strike price above the current stock price. What is the primary reason an investor would purchase a warrant?

  1. ATo guarantee a below-market purchase price.
  2. BTo receive regular income like a bond.✓ Correct answer
  3. CTo secure voting rights in the company.
  4. DTo gain the right to buy shares at a favorable price if the stock appreciates.
Explanation

Why BTo receive regular income like a bond.

Warrants offer potential future value if the stock rises above the exercise price. They do not provide income, voting rights, or guarantee below-market pricing at issue.

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