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SIE: Equity Securities
SIE practice questionmediumCommon Stock — Preemptive Rights

A company with 1,000,000 shares outstanding plans to issue 200,000 new shares. An investor who owns 50,000 shares has preemptive rights. How many new shares is the investor entitled to purchase?

  1. A10,000✓ Correct answer
  2. B20,000
  3. C5,000
  4. D50,000
Explanation

Why A10,000

Preemptive rights allow existing shareholders to maintain their proportional ownership. The investor owns 50,000 / 1,000,000 = 5% of the company. 5% of 200,000 new shares = 10,000 shares. Preemptive rights protect against dilution of ownership percentage.

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