SIE practice questionhardBest Interest Standard
A registered representative makes a recommendation primarily to generate commissions regardless of client benefit. This violates which standard?
- AHypothecation
- BBest interest✓ Correct answer
- CGood delivery
- DRehypothecation
Explanation
Why B — Best interest
Best interest means recommendations must benefit clients, not just produce commissions. Other answers relate to margin or securities delivery.
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