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SIE: Communications & Sales Practices
SIE practice questionmediumSocial Media

A registered representative tweets about a new investment product. This is considered:

  1. APersonal communication
  2. BCorrespondence
  3. CInternal communication
  4. DRetail communication✓ Correct answer
Explanation

Why DRetail communication

Tweets available to the public qualify as retail communication.

Turn it into reps

Reading one answer is not the same as being ready

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