If an SRO rule conflicts with a federal securities law, which prevails?

1. AThe SRO rule
2. BFederal law✓ Correct answer
3. CWhichever is more recent
4. DWhichever favors the investor

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• SROs require registered representatives to complete continuing education to:
• SRO advertising rules are designed primarily to:
• How can an SRO change its rules?
• Before an individual may represent a broker-dealer to the public, they must: