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SIE: Equity Securities
SIE practice questionmediumMortgage-Backed Securities

Prepayment risk is most closely associated with which type of debt security?

  1. AConvertible corporate bonds
  2. BTreasury STRIPS
  3. CMortgage-backed securities✓ Correct answer
  4. DMunicipal general obligation bonds
Explanation

Why CMortgage-backed securities

Mortgage-backed securities may repay principal early if borrowers pay off mortgages early. STRIPS and GOs have no prepayment risk; convertibles carry company/stock risk.

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