🏦LTB
SIE: Trading & Settlement
SIE practice questionmediumQualified Dividends

Qualified dividends receive preferential tax treatment compared to ordinary dividends. To be classified as qualified, dividends must meet which requirement?

  1. AThe dividends must exceed $1,000 per year
  2. BThe stock must be purchased through a tax-advantaged account
  3. CThe company must be listed on a U.S. exchange for at least 5 years
  4. DThe stock must be held for more than 60 days during the 121-day period around the ex-dividend date✓ Correct answer
Explanation

Why DThe stock must be held for more than 60 days during the 121-day period around the ex-dividend date

For a dividend to be qualified (and taxed at the lower long-term capital gains rate), the shareholder must hold the stock for more than 60 days during the 121-day period beginning 60 days before the ex-dividend date. The amount of the dividend (B) is irrelevant. Tax-advantaged accounts (C) have their own rules. The company's listing duration (D) is not a requirement, though the company must generally be a U.S. corporation or qualified foreign corporation.

Turn it into reps

Reading one answer is not the same as being ready

Lucky the Banker is a free practice app with 1,867+ SIE questions, weak-area tracking, and timed mock exams. No credit card, no paywall.

Related Trading & Settlement questions