SIE practice questioneasyRegulation D
Regulation D primarily applies to which type of securities offering?
- APrivate placement✓ Correct answer
- BInitial public offering
- CMunicipal bond offering
- DTreasury auction
Explanation
Why A — Private placement
Regulation D governs private placements, allowing companies to sell securities without SEC registration if certain conditions are met. IPOs require registration, as do municipal offerings and Treasury auctions.
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