SIE practice questionmediumRegulation D
Regulation D primarily covers which type of securities offering?
- APrivate placement✓ Correct answer
- BInitial Public Offering (IPO)
- CSecondary offering
- DMunicipal bond offering
Explanation
Why A — Private placement
Regulation D provides exemptions for private placements, not IPOs or municipal offerings. Secondary offerings are covered by different rules.
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