SIE practice questionhardBest Execution - Factors Considered
When determining best execution, a broker-dealer considers:
- APrice, speed, and likelihood of execution✓ Correct answer
- BOnly the price received
- CCommissions alone
- DClient’s occupation
Explanation
Why A — Price, speed, and likelihood of execution
Best execution evaluates price, speed, and execution likelihood. Price and commissions matter, but occupation is irrelevant.
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