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SIE: Capital Markets & Offerings
SIE practice questionmediumRegulation D - Accredited Investors

Which investor qualifies as accredited under Regulation D?

  1. AA minor
  2. BAny holder of a brokerage account
  3. CAnyone with income over $50,000/year
  4. DAn individual with $1 million net worth, excluding primary residence✓ Correct answer
Explanation

Why DAn individual with $1 million net worth, excluding primary residence

Accredited investors must have $1 million net worth (excluding home) or high income. Simply having an account or modest income does not qualify.

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