SIE practice questionmediumUse of Projections
Which of the following is TRUE regarding future projections in retail communications?
- AProjections of future performance are generally prohibited✓ Correct answer
- BProjections are always allowed if reasonable
- CProjections require pre-approval by FINRA
- DProjections are permitted without disclosure
Explanation
Why A — Projections of future performance are generally prohibited
FINRA generally prohibits projections of future performance in retail communications.
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