Which SRO is most closely associated with regulating over-the-counter (OTC) markets?

1. ANYSE
2. BFINRA✓ Correct answer
3. CCFTC
4. DFDIC

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• How does an SRO propose a new rule?
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• Which best describes the purpose of SROs’ ethical standards?
• Which organization enforces MSRB rules for broker-dealers?