SIE practice questionhardReg D - Accredited Investor
Which would qualify an investor as 'accredited' under Regulation D?
- AEarning $100,000 in annual income
- BHaving a net worth over $1 million, excluding primary residence✓ Correct answer
- CBeing a registered representative
- DBeing an officer of any public company
Explanation
Why B — Having a net worth over $1 million, excluding primary residence
To be accredited, an individual must have net worth over $1 million (excluding residence) or high income. $100k falls short; reps and company officers alone do not qualify unless they meet these financial criteria.
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