SIE practice questioneasyTrade Execution
Who is responsible for ensuring best execution of a customer’s order?
- AThe customer
- BThe broker-dealer handling the order✓ Correct answer
- CThe exchange
- DThe market maker
Explanation
Why B — The broker-dealer handling the order
The broker-dealer has a regulatory obligation to seek the most favorable terms for customer orders (best execution). The customer, exchange, or market maker do not bear this responsibility.
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