Series 7 practice questioneasyProduct Knowledge and Suitability Foundation 1
A customer-focused investment recommendation must take into account all of the following EXCEPT the customer’s:
- Aliquidity needs
- Btax status
- Ctime horizon
- Dfavorite industry podcast✓ Correct answer
Explanation
Why D — favorite industry podcast
Suitability requires evaluation of financial and personal investment factors such as liquidity needs, tax status, and time horizon. A favorite podcast may signal interest but is not an essential suitability factor.
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