A registered representative invites a guest speaker, who is not registered, to discuss tax strategies at a seminar. What must be ensured to comply with FINRA rules?

1. AThe guest speaker must not make securities recommendations or discuss specific investments.✓ Correct answer
2. BThe guest speaker must be registered with FINRA.
3. CThe guest must be supervised by a principal during the presentation.
4. DAll attendee questions must be submitted in advance.

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