At a seminar, a representative displays a chart showing 10 years of S&P 500 performance to illustrate market cycles. What additional requirement applies if the chart is accompanied by a recommendation for a specific stock?

1. AThe representative must avoid using any charts in recommendations.
2. BThe chart must show only the most recent five years of performance.
3. CThe chart can only be shown if the representative is an RIA.
4. DA principal must pre-approve the use of the chart and recommendation.✓ Correct answer

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