A registered representative is hosting a seminar about retirement planning. Which disclosure is required if she recommends products her firm underwrites?

1. AShe must file the seminar outline with FINRA.
2. BShe must provide the prospectus to all attendees.
3. CShe must disclose her compensation structure in detail.
4. DShe must disclose the firm's role as underwriter for the recommended products.✓ Correct answer

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