A registered representative plans to host a seminar for prospective clients that will include a detailed discussion of specific mutual funds. Which of the following is required before the representative presents the seminar?

1. AOnly disclosure of the representative's affiliation with the broker-dealer is required.
2. BThe representative can use any materials as long as they are factual.
3. CThe seminar script and materials must be approved by a principal before use.✓ Correct answer
4. DFINRA must pre-approve the seminar content.

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