Series 7 practice questionmediumSocial Media — Testimonials and Endorsements
A registered representative wants to repost a client testimonial on her personal social media page. Which statement is accurate about FINRA requirements?
- AShe may repost the testimonial if she includes required disclosures and her firm approves.✓ Correct answer
- BTestimonials are prohibited on all social media platforms.
- CShe may repost without restrictions since it's on her personal page.
- DShe must obtain approval from the client before reposting.
Explanation
Why A — She may repost the testimonial if she includes required disclosures and her firm approves.
Reposting testimonials requires compliance with disclosure and supervisory requirements, including principal approval and proper disclosures about the testimonial's nature.
Turn it into reps
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