Series 7 practice questionmediumCold Calling Rules and Telemarketing — Time Restrictions
A registered representative wishes to make solicitation calls to prospective clients in New York. Which of the following times is permitted under the Telephone Consumer Protection Act (TCPA)?
- A9:00 AM local time✓ Correct answer
- B8:30 AM local time
- C10:00 PM local time
- D9:30 PM local time
Explanation
Why A — 9:00 AM local time
The TCPA permits calls only between 8:00 AM and 9:00 PM local time of the recipient. 9:00 AM falls within the permissible window.
Turn it into reps
Reading one answer is not the same as being ready
Lucky the Banker is a free practice app with 755+ Series 7 questions, weak-area tracking, and timed mock exams. No credit card, no paywall.
Related Seeks Business for the Broker-Dealer questions
- A client asks your firm to add her to the firm's internal Do-Not-Call list. Which of the following statements is TRUE…
- Who is permitted to make cold calls soliciting securities business for a broker-dealer?
- When making a telemarketing call to a prospective client, which information must a registered representative provide at…
- How long must firms retain records of their telemarketing policies and procedures?