Series 7 practice questioneasySeminars and Public Appearances — Prohibited Statements
During a public seminar, a registered representative is NOT permitted to:
- ADisclose past performance of investment products
- BMake false or exaggerated claims about investments✓ Correct answer
- CDiscuss general investment strategies
- DProvide required risk disclosures
Explanation
Why B — Make false or exaggerated claims about investments
Making false, exaggerated, or misleading statements is strictly prohibited under FINRA rules to protect investors from deceptive practices.
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