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Series 7: Investment Information & Recommendations
Series 7 practice questioneasyEquity Securities — Preferred Stock — Callable

Which statement is TRUE about callable preferred stock?

  1. AThe issuer has the right to repurchase the stock at a specified price after a certain date✓ Correct answer
  2. BThe shareholder may call the stock back to the issuer at any time
  3. CThe stock automatically converts to common stock after a specified period
  4. DThe stock cannot be sold on the secondary market
Explanation

Why AThe issuer has the right to repurchase the stock at a specified price after a certain date

Callable preferred stock gives the issuing corporation the right, but not the obligation, to repurchase (call) the stock at a predetermined call price after a specified date. This feature benefits the issuer, not the investor, as it allows the company to retire the stock when interest rates decline.

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