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Series 7: Investment Information & Recommendations
Series 7 practice questionhardEquity Securities — Preferred Stock — Participating

Which type of preferred stock allows the holder to receive dividends in excess of the stated rate if the company's earnings exceed a specified level?

  1. ACallable preferred
  2. BConvertible preferred
  3. CCumulative preferred
  4. DParticipating preferred✓ Correct answer
Explanation

Why DParticipating preferred

Participating preferred stock entitles the holder to the stated dividend rate plus additional dividends when the company's earnings surpass a predetermined threshold. This feature allows preferred shareholders to share in the company's exceptional profitability, making it more attractive but less commonly issued than other types of preferred stock.

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