🏦LTB
Series 7: Investment Information & Recommendations
Series 7 practice questionmediumEquity Securities — Cumulative Voting

Under cumulative voting, a shareholder who owns 300 shares and is voting on 4 board seats may cast how many total votes?

  1. A300 votes
  2. B75 votes
  3. C4 votes
  4. D1,200 votes✓ Correct answer
Explanation

Why D1,200 votes

Under cumulative voting, a shareholder multiplies the number of shares owned by the number of board seats being elected. With 300 shares and 4 seats, the shareholder has 1,200 total votes (300 x 4). These votes may be distributed among candidates in any way the shareholder chooses, which benefits minority shareholders.

Turn it into reps

Reading one answer is not the same as being ready

Lucky the Banker is a free practice app with 755+ Series 7 questions, weak-area tracking, and timed mock exams. No credit card, no paywall.

Related Investment Information & Recommendations questions