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Series 79: Underwriting & New Financing
Series 79 practice questioneasyStabilization and Aftermarket

What is the greenshoe option in an IPO?

  1. AA right of retail investors to rescind trades
  2. BAn over-allotment option that allows underwriters to purchase additional shares, often up to 15% of the base deal size✓ Correct answer
  3. CA covenant in high-yield indentures
  4. DA lock-up waiver for company insiders
Explanation

Why BAn over-allotment option that allows underwriters to purchase additional shares, often up to 15% of the base deal size

An over-allotment option that allows underwriters to purchase additional shares, often up to 15% of the base deal size The greenshoe helps underwriters cover over-allotments and manage aftermarket stabilization more efficiently. It also gives the issuer a mechanism to raise extra capital if demand is strong.

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