Series 79 practice questionmediumTypes of Offerings
Which offering structure is most likely to be used by a public company that wants flexibility to issue securities over time without immediately selling the full amount?
- ABlind pool IPO
- BDutch auction tender offer
- CRule 144 affiliate resale
- DShelf registration✓ Correct answer
Explanation
Why D — Shelf registration
Shelf registration A shelf registration allows eligible issuers to register securities in advance and take them down when market windows are attractive. That flexibility can materially improve execution timing.
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