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SIE: Investment Companies & Packaged Products
SIE practice questionhardLeveraged and Inverse ETFs

A 2x leveraged ETF seeks to provide:

  1. ATwice the dividend yield of its benchmark
  2. BTwice the annual return of its benchmark index
  3. CTwice the DAILY return of its benchmark index, which may differ significantly from 2x the longer-term return✓ Correct answer
  4. DA guaranteed 200% return over any time period
Explanation

Why CTwice the DAILY return of its benchmark index, which may differ significantly from 2x the longer-term return

Leveraged ETFs seek to deliver a multiple (e.g., 2x or 3x) of the DAILY return of a benchmark. Due to daily compounding, the returns over periods longer than one day can deviate significantly from the expected multiple — especially in volatile markets. This 'volatility decay' makes leveraged ETFs unsuitable for long-term buy-and-hold investors. FINRA has issued guidance warning about these risks.

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