SIE practice questioneasyTypes of Communication
A communication sent to 20 existing retail customers in a 30-day period is classified as:
- ACorrespondence✓ Correct answer
- BRetail communication
- CInstitutional communication
- DPublic appearance
Explanation
Why A — Correspondence
Correspondence includes any written or electronic communication sent to 25 or fewer retail investors within a 30-day period.
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